What is the Securities and Stock Exchange Commission (SEC)?
In the United States, the Securities and Stock Exchange Commission (SEC) is a federal agency that regulates the sale and trade in securities and similar investments. SEC protects investors and promotes the development of the market to maintain the global role of America as economic power. The agency was founded in 1934 as part of the regulatory response to the events of the 1929 stock market, during which the federal government finally realized the need to regulate investment in the United States. SEC, with its registered office in Washington, D.C., SEC has management employees of five mentioned commissioners and 11 regional offices that are amending and enforcing the laws related to investment.
One of the most important parts of the SEC mission is to maintain a transparent market. The agency strongly regulates securities trade in the United States and requires companies to submit a number of documents that can be together to provide a precise image of Tcelk's financial health throughout the year. These documents are maintained in a public database that mayAnyone check anyone and are easily accessible through the electronic documentation system on the Agency's website. SEC can order an audit of a company that has suspicion of illegal practices and bring a violence of the law to the court.
As part of the SEC investor, the agency regulates the sale and exchange of shares and people selling them. Merchants, sellers and exchange must go through the SEC and be subject to the periodic inspection to ensure that it serves its customers well. Consumers can report reports with the agency on unfair practices and should take advantage of its extensive available documentation on publicly traded companies.
SEC is also aimed at promoting market growth through permanent accumulation of Capital. Companies that are interested in public trading must submit documents with SEC before the initial public offer and keep the agency a big PERSOthe mood to help companies comply with its regulations. Companies that have to submit SEC documents use a large database of documents that include instructions and regulations, and can also consult the agency employees to make sure they follow the law.
Another important feature of SeC is consumer education. Anyone who is interested in investing has access to valuable information and advice through the agency, including publications and workshops about safe investing. SEC can also offer career information in the area of investment and maintain employees who solve consumer complaints and problems. If the consumer's complaint is considered a worthy investigation, SEC may bring to court in court and can be able to obtain illegal profits.